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Qualified retirement plans are subject to extensive IRS and Department of Labor
regulations. Our self-audit checklist will help you maintain the integrity of your plan.
This checklist helps you identify potential compliance problems with an individual
contract or your entire plan. The performance of internal audits includes the evaluation
of vendors and product providers. The Internal Revenue Service Examination Guidelines
serve as a basis for this evaluation, which is updated as the laws governing 403(b) plans
change.
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